In 2005, Hurricane Katrina
forever changed the city of New Orleans and its schools. In the wake of
the deadly storm, the educational system underwent a series of dramatic
and controversial transformations. Nearly all the schools were converted
from traditional public institutions to publicly-funded,
independently-operated charters. Families selected schools rather than
being assigned to buildings close to their homes. The district dismissed
all of its employees, and many never returned. Per-pupil funding increased by 10 to 15 percent.
How did all of this change impact key educational outcomes?
In July, National Education Policy Fellow Douglas N. Harris and his co-author Matthew F. Larsen addressed this question in What Effect Did the New Orleans School Reforms Have on Student Achievement, High School Graduation, and College Outcomes?, a policy brief and accompanying technical report published by the Education Research Alliance for New Orleans at Tulane University.
The study found that
student achievement, high school graduation rates and college outcomes
all improved in the wake of the reforms. In the weeks since its
publication, New York Times columnist David Leonhardt has cited the study in support of charter schools, while charter skeptics have raised objections.
In the Q&A below, Harris discusses the study and its results.
Q: NEPC has done a lot of work focused on closing opportunity gaps,
based on the foundational premise that students learn more when they
have greater opportunities to learn – and that achievement gaps are the
direct result of opportunity gaps. Those opportunity gaps arise from
many different sources, inside of schools and outside of schools. Have
you and your colleagues found that the post-Katrina schools in New
Orleans are increasing opportunities to learn (OTL) in concrete ways? If
so, what are some examples?
Harris:
OTL usually includes things like instructional quality, curriculum,
class sizes, and school climate. In New Orleans, the student-teacher
ratio is essentially unchanged. Teacher experience is lower. On other
measures, perhaps the best evidence we have comes from a survey of teachers
who taught in New Orleans schools both pre- and post-Katrina. The
results present a mixed picture. School climate and support for teachers
improved, but teachers are less satisfied with their jobs and with the
evaluation process.
We don’t want to stop
there, however, because OTL is hard to measure and because, while OTL
measures are positively related to student outcomes, their effects on
student outcomes are generally small. Therefore, it’s also worth
thinking about outcomes and achievement gaps—whether opportunity to
learn turns into measurable learning. We found that all racial/ethnic
and income groups saw increased outcomes on every measure in New
Orleans—test scores, high school graduation, college entry, college
persistence, and college graduation. Also, achievement gaps within the
city declined or remaining unchanged on almost all of these measures.
Q: Charter school research from next door in Texas,
conducted by Will Dobbie and Roland Fryer Jr., found that later
earnings outcomes are actually worse for students in charters, even when
test-score outcomes improve. Outcome measures for charters are better in places like Boston. More generally, research measuring differences in outcomes between charter schools and public schools suggests that such differences are non-existent or very small. Do
you have a hypothesis or a hunch as to why NOLA’s results would be
better? Are the examples that you cite, things that NOLA is doing
differently than, for example, Texas charters?
Harris:The
differences in outcomes between charter and traditional public schools
are indeed small. In the early years, charters looked slightly worse on
average, and now they look slightly better. An important question going
forward is whether that upward trend will continue.
One clear pattern in the
research is that “no excuses” schools seem to have more positive effects
on typical student outcome measures than other kinds of charter
schools. This is true in Boston as well as in the Dobbie and Fryer
study. (Actually, the pattern with no excuses also aligns with the old
effective schools literature.) New Orleans, too, has had a large share
of schools that might be described as no excuses.
No excuses schools also
tend to spend more money, and we do see higher spending in New Orleans.
It may be the combination of schooling model and spending.
Q: The
technical report discusses six possible threats to validity in the
study, one of which concerns the question of how much of the measured
outcomes might be due to increased resources. The school-choice reforms
were accompanied by an increase of almost $1,400 annually per student.
You’ve noted that this increase in spending likely contributed some to
the overall outcome improvement that you found. But you also noted that
the increased funding would not have been forthcoming if the district
didn’t adopt the school-choice reforms. So you said that it’s hard to
interpret the funding increase as a cause that’s separate or alternative
from the school-choice reforms. This leads to several questions: How do
we know how much (if any) of the outcome improvements was due to
resources and how much (if any) is due to school choice? Given the
research from Kirabo Jackson and his colleagues,
finding that a 20 percent increase in school spending led to 25 percent
higher earnings and a 20 percentage-point reduction in the incidence of
adult poverty, can you estimate how
much of the outcome improvements you’re seeing in NOLA might be due to,
e.g., school-choice reforms and how much due to the increased spending?
I.e., what percentage of the variability is explained by school funding
increases versus other factors?
Harris: First, it’s important to recognize the important contributions of the studies by Jackson, Johnson, and Persico and Lafortune, and Lafortune, Rothstein, and Schanzenbach
in identifying causal effects of school spending. Money matters, and
that’s why we carried out the study showing the increase in funding that
you’re referring to.
It is difficult to
estimate the role of funding or really any specific factor since this
was a system-level change, involving several interconnected factors.
Certainly, getting something as precise as “the percentage of
variability” is impossible. Even if we could, there is the other issue
you raised—that the increased spending was partly caused by the reforms.
Q: What lessons do you think the NOLA reform offers for places that don’t include the hefty funding increase?
Harris:The
effects would almost certainly be smaller, but it’s hard to tell by how
much. A related question is, what would have happened if we had kept
the old system, but still increased funding? The answer is probably “not
much.” Even today’s
critics of the charter-based reforms say that the district was in need
of an overhaul. Pouring money into a failing district isn’t the answer,
nor is it politically plausible in the long run.
Q: A columnist for the New York Times has been using your study as part of his advocacy for charter schools. This has drawn some responses, as you know.
To be fair to the columnist, an op-ed isn’t amenable to a discussion of
the potential limitations mentioned in the technical report. But to
what extent, if any, is it appropriate to draw upon your study to
advocate for charter schools in settings outside of New Orleans? To what
extent, if any, have the New York Times columns extrapolated lessons that are beyond the scope of your findings?
Harris:
In some sense, any policy advocacy based on research requires some
degree of extrapolation. Certainly, that’s true here as well. As we
emphasized in the summary of our briefing paper, New Orleans was
uniquely situated for these reforms to work. The district was extremely
low-performing and pretty much everyone agreed that some type of major
change was in order. It’s easier to improve from such a low starting
point. Also, the national interest in rebuilding the city and being part
of the reform effort made it easier to attract educators, especially in
the early years. Cities tend to have advantages over suburbs and rural
areas as well. In short, I don’t think we can extrapolate New Orleans to
most of the country. It’s more like a best-case scenario.
Q: From
outside of New Orleans, it seems like a great deal has been changing
not just in the city’s schools, but also in its communities—which have
had to be rebuilt as well. NEPC’s opportunity-gap work has
been strongly influenced by the body of research showing that
outside-of-school difference in resources and opportunities are
substantially more important for kids’ educational outcomes than are
inside-of-school differences. What sorts of changes, if any, have you
and your colleagues seen in New Orleans since the reforms that might be
important? Are those differences ones that researchers can account for?
Harris:
Researchers usually break these “outside-of-school” factors into two
categories: home and community. The family income and parent education
of individual students, in particular, are strong predictors of
education outcomes. I think you’re coming to a question about population
change later.
On community factors, New
Orleans, unfortunately, has a long history of violence, mass
incarceration, racism, and deeply impoverished neighborhoods. We are
currently studying the possibility of school reform effects on crime.
All we know at this point, however, is that crime and incarceration
rates are somewhat lower in New Orleans compared with pre-Katrina, but
this is also true statewide. So, while we see no obvious indications of
relative improvement on crime and incarceration, as indicators of
progress in the community, we can’t draw any conclusions about them at
this point.
Q:How,
if at all, did your study account for any changes in the rate of
concentrated poverty at the school level pre- versus post-Katrina?
Harris:
The New Orleans reforms affected the whole system and, as we’ve
discussed, poverty and demographics in the public schools were
essentially unchanged. In other words, it’s really the overall public
school demographics in the city that could affect our results. Since
those demographics changed only very slightly, it’s hard to see how this
could influence the results.
But the concentration of poverty by school is important for other reasons and we’ve studied that, too. In an earlier study,
with Lindsay Bell Weixler, Nathan Barrett, and Jennifer Jennings, we
focused on cross-school segregation across a wide range of student
characteristics—race, income, special education, English Language
Learners, and achievement. We found, first, that the schools were very
segregated prior to the reforms. After the reforms, we found no
systematic changes in segregation in these measures at the elementary
level. At the high school level, we see increased segregation on poverty
and race, but decreased segregation on achievement and special
education.
Q: You
and your colleagues clearly attempted to control for pre- and
post-Katrina changes in population. To what extent do you think that the
demographic variables available to you as a researcher can account for
the change in the composition of the student population that occurred
pre- versus post-Katrina? To what extent is it the case that the
pre-Katrina student population was substantially more disadvantaged than
the post-Katrina population?
Harris:
The New Orleans population was disadvantaged before and that stayed
about the same. We’re confident about that because we come to the same
conclusion from three entirely different types of analysis. First, we
looked at the share of students eligible for free or reduced prices
lunches. Second, we commissioned the U.S. Census Bureau to provide
detailed family data on public school students, before and after the
reforms. Third, we looked at the pre-Katrina scores of students who
returned to the city and compared those with students who did not
return. All three analyses suggest the demographics changed very little,
so little that they can’t have more than a negligible effect on student
outcomes. Some of the analyses even suggest that students became more
disadvantaged after the reforms, indicating that we might be slightly
understating the reform effects.
Just to clarify, the population of the city has
definitely changed, but the demographics of the city don’t mirror the
population of the public schools. Many families don’t have children, and
New Orleans sends about 25 percent of school-age children to private
schools (that hasn’t changed much either). The overall city demographics
therefore aren’t very informative.
Q: College
enrollment/persistence/completion rates are probably not impacted by
gaming or accountability in K-12. But to what extent might the
improvements in test scores and high school graduation rates
post-Katrina New Orleans be attributable to gaming incentivized by
high-stakes accountability?
Harris:
Gaming the system on tests, such as drilling test questions, is the
hardest to gauge. There’s no question that New Orleans schools are
data-driven and under tremendous pressure to get scores up, so there is
probably some of that going on. On the other hand, Louisiana has
aggressive accountability statewide, so it could be that other
districts, which comprise our comparison groups, may also be doing this,
so some of it washes out when we estimate the effects. Unfortunately,
we can’t use the NAEP to help us out here.
With high school
graduation, the potential for gaming is there, but we were able to test
for it directly—and we don’t see any evidence of it. And, as you say,
this isn’t an issue with college graduation.
Q: I
wonder if you could tell us how we should think about the internal
validity of the study (i.e., how should a reader define and bound the
intervention, and how sure are you that you’re measuring that
intervention?). Similarly, how should readers think about the external
validity of the study? To what extent should someone in Memphis or
Minneapolis or Modesto assume that they would get similar results if
they followed the New Orleans playbook, and what are the key elements of
that playbook?
Harris:
Overall, I would say that internal validity is stronger than external
validity. With internal validity, the main complicating factor is the
role of funding. One option is to just think of the increased spending
as part of the reform “package.” The other is to try and isolate the
two, but as we discussed earlier, that’s complicated by the fact that
the reforms partly caused the funding increase.
On external validity, we
have good reasons to expect that market-based reforms work better in
urban areas and that any reform will tend to generate more improvement
when the existing system is failing—in the sense of generating little
outcome growth or value-added. So, this type of reform, and others, are
more likely to work in the very lowest performing urban districts in the
country. Also, having a lot of universities and college-educated
workers will make it easier to attract educators who fit the educational
models that charter schools want to create.
It’s important to note
that these conditions aren’t very common nationally. Again, New Orleans
is probably a best-case scenario in terms of student outcomes.
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